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Dustin D Tsu

State Farm Investment Management Corp.

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About Dustin D Tsu

Dustin D Tsu is an investment advisor representative with State Farm Investment Management Corp. Dustin has been in the industry since 2010 and is registered with the state of Arizona and California. Dustin holds the Series 3, 6, 7, 63, 65 and SIE licenses. Dustin has experience working with investment companies and high net worth individuals. Dustin also owns Kaine Real Estate LLC, a real estate investment company based in San Gabriel, California.

Firm Information

Dustin Tsu is currently registered with State Farm Investment Management Corp.. State Farm Investment Management Corp. is a terminated corporation formed on December 9, 1966, headquartered in Bloomington, IL. The firm primarily managed investment portfolios for individuals and investment companies. They managed a total of $10,164,536,171 in assets, all of which were discretionary.
State Farm Investment Management Corp.

ONE STATE FARM PLAZA

BLOOMINGTON, IL 61710-0001

$10.16B

Assets Under Management

Not reported

Total Clients

4,868

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dustin Tsu’s Registration & Firm History

CA

02/10/2025 - Present

State Farm Investment Management Corp. (San Gabriel CA)

CA

06/26/2018 - 07/26/2019

OCM INVESTMENTS, LLC (LOS ANGELES CA)

NY

12/23/2009 - 08/16/2011

MORGAN STANLEY SMITH BARNEY (PURCHASE NY)

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Licenses & Designations

IA

Issued 09/16/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/02/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/29/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/26/2018

Series 7 - General Securities Representative Examination

BC

Issued 06/02/2010

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dustin D Tsu.
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