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Dustin Craig Unger

U.s. Bancorp Investments, Inc.

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About Dustin Craig Unger

Dustin Unger is a financial advisor with U.S. Bancorp Investments, Inc. who has been in the industry since 2006. Dustin holds Series 66, Series 7 and SIE licenses. Dustin has a broad base of experience and is registered in many states across the country. Dustin has previously held positions at PNC Investments and NatCity Investments, Inc. Dustin is active in the community and is a Limited Partner in Simcap Holdings, a Cincinnati, Ohio based real estate investment firm.

Firm Information

Dustin Unger is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Dustin Unger’s Registration & Firm History

OH

07/08/2015 - Present

U.s. Bancorp Investments, Inc. (Cincinnati OH)

OH

11/13/2009 - 06/15/2015

PNC INVESTMENTS (CINCINNATI OH)

OH

09/14/2006 - 11/13/2009

NATCITY INVESTMENTS, INC. (CINCINNATI OH)

OH

05/17/2006 - 08/15/2006

AMERIPRISE FINANCIAL SERVICES, INC. (CINCINNATI OH)

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Licenses & Designations

BOTH

Issued 06/20/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Dustin Craig Unger. Review regulatory record here.
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