Unclaimed
Dustin Colby Looper is a financial advisor currently registered with Cetera Investment Advisers LLC. Dustin Colby Looper has been in the industry since October 2, 2020. Dustin Colby Looper is licensed in Indiana and Kentucky. Dustin Colby Looper provides financial planning services to individuals, businesses, charitable organizations, corporations, and pension plans. Dustin Colby Looper offers various investment services, including portfolio management and financial planning. Dustin Colby Looper is also registered as an investment advisor representative (IAR).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KY
04/18/2022 - Present
Cetera Investment Advisers LLC (BARDSTOWN KY)
MN
03/24/2021 - 10/28/2021
LPL FINANCIAL LLC (MINNEAPOLIS MN)
MN
06/09/2020 - 03/24/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (Minneapolis MN)
BOTH
Issued 04/15/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/30/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/09/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/16/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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