Unclaimed
Dustin Brown is a financial advisor with PFS Investments Inc. located in Smithfield, RI. Dustin has been in the industry since 2011 and has a Series 6, Series 63, Series 65, Series 6TO, Series 26, and SIE licenses. Dustin has experience working with individuals, corporations, and charitable organizations. The advisor is currently registered with the state of Rhode Island and is licensed to provide investment advisory services in Massachusetts, Rhode Island, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
RI
02/03/2023 - Present
PFS Investments Inc. (SMITHFIELD RI)
VA
08/05/2014 - 12/23/2016
PFS INVESTMENTS INC. (HERNDON VA)
VA
09/16/2013 - 02/27/2014
PFS INVESTMENTS INC. (HERNDON VA)
VA
01/24/2012 - 12/31/2012
PFS INVESTMENTS INC. (HERNDON VA)
VA
04/21/2011 - 12/31/2011
PFS INVESTMENTS INC. (HERNDON VA)
IA
Issued 12/02/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/02/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/08/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Dustin Brown is the right advisor for you? Invested Better is here to help.