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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dustin? Claim Your ProfileDustin Soflin is a financial advisor with MML Investors Services, LLC. Dustin has been in the industry since 2016. Dustin is registered with the state of New Mexico as an Investment Advisor Representative and is registered as a Broker with the states of Alaska, Arizona, California, Colorado, Florida, Kansas, Kentucky, Missouri, New Mexico, New York, Texas, and Washington. Dustin has a Series 6, Series 7, Series 63, and Series 65. Dustin is located in the Albuquerque, NM branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NM
03/04/2021 - Present
MML Investors Services, LLC (Albuquerque NM)
IA
Issued 04/13/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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