Unclaimed
Dustin Andrew Curtis is a financial advisor at Alight Financial Solutions, LLC. Dustin has been in the financial industry since May 21, 2017. Dustin has a Series 6, Series 63, and SIE license and is registered to sell securities in 52 states. Prior to joining Alight, Dustin worked at Northwestern Mutual Investment Services, LLC, MML Investors Services, LLC, and VALIC Financial Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
01/21/2022 - Present
Alight Financial Solutions, LLC (CHARLOTTE NC)
TX
08/16/2021 - 12/20/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (THE WOODLANDS TX)
TX
04/08/2021 - 06/29/2021
MML INVESTORS SERVICES, LLC (HOUSTON TX)
TX
01/03/2017 - 02/05/2021
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
BC
Issued 01/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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