Unclaimed
Dustin Dawes is a financial advisor with Park Avenue Securities LLC. Dustin has been in the financial services industry since January 2011, working at Park Avenue Securities since October 2010. Dustin is licensed in Alabama, California, Illinois, Indiana, Kentucky, Massachusetts, Michigan, Mississippi, Missouri, New York, Ohio, Oregon, Pennsylvania, Tennessee, and Virginia. Dustin has a strong background in financial planning, portfolio management for individuals, and portfolio management for businesses. Dustin is a Chartered Financial Consultant and is licensed in several other states. Dustin also provides educational seminars and assists clients in selecting other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
07/08/2019 - Present
Park Avenue Securities LLC (BRENTWOOD TN)
IA
Issued 11/20/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/24/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2017
Series 7 - General Securities Representative Examination
BC
Issued 01/05/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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