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Dustin A Dawes

Park Avenue Securities LLC

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About Dustin A Dawes

Dustin Dawes is a financial advisor with Park Avenue Securities LLC. Dustin has been in the financial services industry since January 2011, working at Park Avenue Securities since October 2010. Dustin is licensed in Alabama, California, Illinois, Indiana, Kentucky, Massachusetts, Michigan, Mississippi, Missouri, New York, Ohio, Oregon, Pennsylvania, Tennessee, and Virginia. Dustin has a strong background in financial planning, portfolio management for individuals, and portfolio management for businesses. Dustin is a Chartered Financial Consultant and is licensed in several other states. Dustin also provides educational seminars and assists clients in selecting other advisors.

Firm Information

Dustin Dawes is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dustin Dawes’s Registration & Firm History

TN

07/08/2019 - Present

Park Avenue Securities LLC (BRENTWOOD TN)

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Licenses & Designations

IA

Issued 11/20/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/24/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/29/2021

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/04/2017

Series 7 - General Securities Representative Examination

BC

Issued 01/05/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dustin A Dawes.
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