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Dushyant Sharma

Cetera Advisors LLC

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About Dushyant Sharma

Dushyant Sharma is a financial advisor with Cetera Advisors LLC, Cetera Financial Specialists LLC and Cetera Advisor Networks LLC. Dushyant has been in the financial services industry since January 11, 2023. Dushyant holds the Series 7, Series 24 and SIE licenses. Dushyant is located in EL SEGUNDO, California.

Firm Information

Dushyant Sharma is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dushyant Sharma’s Registration & Firm History

CA

04/20/2023 - Present

Cetera Advisors LLC (EL SEGUNDO CA)

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Licenses & Designations

BC

Issued 05/23/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/12/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/03/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dushyant Sharma.
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