Unclaimed
Durward Mullen is an investment advisor representative with Cambridge Investment Research Advisors, Inc. Durward has been in the financial services industry for over 50 years and has experience working with clients of various types. Durward has held licenses with various firms including Transamerica Financial Advisors, Inc. and Princor Financial Services Corporation. Durward has a strong background in insurance and has held positions with several independent insurance companies in addition to his advisory roles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
05/09/2016 - Present
Cambridge Investment Research Advisors, Inc. (Austin TX)
TX
07/30/1999 - 05/10/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (AUSTIN TX)
IA
08/15/1969 - 09/23/1999
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BOTH
Issued 08/05/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/29/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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