Unclaimed
Durward Kent Peterson is an active investment advisor representative with Wells Fargo Clearing Services, LLC, registered with the state of Minnesota. Durward has been in the financial services industry since August 4, 2019, and holds a Series 7, Series 63, Series 65, and SIE license. Durward is also a President of the Carver Lions Club, which is a community service organization. Previously, Durward was employed with Thrivent Investment Management Inc, and held various positions with Thrivent Financial. Durward has specialized in various investment products and services, including equity, fixed income, mutual funds, and variable annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
10/13/2022 - Present
Wells Fargo Clearing Services, LLC (SHAKOPEE MN)
MN
07/16/2019 - 09/22/2022
THRIVENT INVESTMENT MANAGEMENT INC. (GOLDEN VALLEY MN)
IA
Issued 12/27/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/16/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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