Unclaimed
Duong Thuy Hoang is a registered representative with Houlihan Lokey Capital, Inc. located in NEW YORK, NY. Duong has been in the industry since August 2022 and holds the Series 63, Series 79TO, and SIE licenses. Duong is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/09/2022 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
BC
Issued 08/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/10/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Duong Hoang is the right advisor for you? Invested Better is here to help.