Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dunyong? Claim Your ProfileDunyong Wen is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Dunyong is also registered as an investment advisor representative in California. Dunyong has been in the financial services industry since 2019. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Dunyong worked at NYLIFE Securities LLC. Dunyong has passed the Series 7, Series 63, Series 66, and SIE exams. Dunyong specializes in retirement planning, investment management, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/05/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
CA
10/03/2019 - 04/08/2020
NYLIFE SECURITIES LLC (SAN DIEGO CA)
BOTH
Issued 8/3/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/3/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/3/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 9/17/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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