Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dung? Claim Your ProfileDung Huynh is an Investment Advisor Representative at Arete Wealth Advisors, LLC, a firm with offices in Alpharetta, GA and Chicago, IL. Dung Huynh has been working in the financial industry since 2009. Dung Huynh holds Series 7, 31, and 66 licenses, and the SIE certification. Dung Huynh has worked at several firms throughout their career, including E*TRADE Securities LLC, LPL Financial LLC, and Wealth Enhancement Brokerage Services, LLC. Dung Huynh provides financial planning and portfolio management services to individuals, families, and businesses. They also offer investment advice regarding the securities of affiliates of Masterworks.io, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Sharing in underwriting fees from an affiliated broker-dealer
1
2
GA
07/25/2024 - Present
Arete Wealth Advisors, LLC (Alpharetta GA)
MN
08/26/2020 - 09/16/2022
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (PLYMOUTH MN)
GA
08/26/2020 - 07/05/2022
LPL FINANCIAL LLC (ATLANTA GA)
GA
10/20/2015 - 07/21/2020
E*TRADE SECURITIES LLC (ALPHARETTA GA)
CA
02/17/2010 - 10/08/2015
ARETE WEALTH MANAGEMENT, LLC (WOODLAND HILLS CA)
IL
06/01/2009 - 03/08/2010
MORGAN STANLEY SMITH BARNEY (CHICAGO IL)
IL
07/04/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
BOTH
Issued 07/18/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 07/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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