Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dundee? Claim Your ProfileDundee Gouin is a financial professional with Northwestern Mutual Investment Services, LLC. Dundee has been in the industry since 2014 and holds several licenses and registrations, including Series 6, 7TO, 26, and 63. Dundee is registered with the states of California, Colorado, Florida, Georgia, Indiana, Massachusetts, New York, North Carolina, Oklahoma, and Texas. Dundee is located in Chicago, Illinois and works out of the 5307 S Hyde Park Blvd office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
04/28/2014 - Present
Northwestern Mutual Investment Services, LLC (Chicago IL)
BC
Issued 07/12/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/03/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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