Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duncan? Claim Your ProfileDuncan Gillan is a financial advisor with over 30 years of experience in the industry. Duncan is currently registered with Wells Fargo Clearing Services, LLC and has held previous positions with firms including A. G. Edwards & Sons, Inc. and Bear, Stearns & Co. Inc. Duncan holds the Series 7, Series 63, and SIE licenses. Duncan provides a wide range of financial services, including investment consulting, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (BOSTON MA)
MA
11/03/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BOSTON MA)
NY
12/05/1995 - 11/09/2000
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
03/18/1992 - 11/21/1995
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
11/02/1989 - 03/12/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
07/02/1985 - 11/30/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
03/29/1984 - 07/05/1985
MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC.
NA
07/20/1983 - 03/23/1984
PRUDENTIAL-BACHE SECURITIES INC.
BC
Issued 07/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Duncan Gillan is the right advisor for you? Invested Better is here to help.
