Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duncan? Claim Your ProfileDuncan Sullivan is a financial advisor with Northwestern Mutual Investment Services, LLC. Duncan has over 2 years of experience in the financial services industry. He has a Series 7, Series 63 and Series 6 licenses and is registered in Arizona, California, Georgia, Iowa, Maryland, and Virginia. Duncan offers investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
GA
06/07/2021 - Present
Northwestern Mutual Investment Services, LLC (ATHENS GA)
BC
Issued 06/28/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/07/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/26/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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