Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duncan? Claim Your ProfileDuncan Rowland is an investment advisor representative at Rowayton Investment Advisors. Duncan has over 30 years of experience in the financial services industry. Duncan has worked for several large firms, including Deutsche Bank Securities Inc. and Alex. Brown & Sons Incorporated. Duncan is registered with the state of Connecticut as an Investment Advisor Representative. Duncan holds the Series 63, Series 65 and Series 40 licenses. Duncan specializes in portfolio management for individuals. Rowayton Investment Advisors is a registered investment advisor with the Securities and Exchange Commission. The firm provides portfolio management services to high-net-worth individuals. The firm has approximately $10 million in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CT
05/24/2012 - Present
Rowayton Investment Advisors (NORWALK CT)
NY
01/13/2001 - 06/07/2006
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
09/18/1991 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NA
10/20/1980 - 05/25/1989
SHEARSON LEHMAN HUTTON INC.
NA
08/16/1985 - 05/01/1987
PRUDENTIAL-BACHE SECURITIES INC.
NA
07/20/1984 - 07/18/1985
ROONEY, PACE INC.
NA
11/05/1980 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
01/18/1978 - 06/26/1978
LOEB PARTNERS
NA
08/26/1971 - 01/18/1978
LOEB, RHOADES & CO. INC.
NA
06/19/1970 - 04/12/1971
EDWARDS & HANLY
IA
Issued 05/04/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/1974
Series 40 - Registered Principal Examination
BC
Issued 09/07/1977
PC - AMEX Put and Call Exam
BC
Issued 05/02/1969
Series 1 - Registered Representative Examination
Active
Inactive
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