Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duncan? Claim Your ProfileDuncan Parsley is a financial advisor registered with TD Private Client Wealth LLC. Duncan has been in the financial industry since September 3, 1999 and is registered in 24 states. Duncan has held previous positions at J.P. Morgan Securities LLC, Citigroup Global Markets Inc., Citicorp Investment Services, J.B. Oxford & Company, and GKN Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
07/12/2024 - Present
TD Private Client Wealth LLC (NEW YORK NY)
NY
05/03/2013 - 04/28/2024
J.P. MORGAN SECURITIES LLC (New York NY)
NY
05/29/2007 - 05/10/2013
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
FL
05/10/2002 - 05/29/2007
CITICORP INVESTMENT SERVICES (MIAMI FL)
CA
09/23/1999 - 03/26/2002
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
NY
07/15/1999 - 12/08/1999
GKN SECURITIES CORP. (NEW YORK NY)
IA
Issued 08/12/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/13/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/30/2001
Series 4 - Registered Options Principal Examination
BC
Issued 07/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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