Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duncan? Claim Your ProfileDuncan Nicholas Williams is a registered representative and a general securities principal with Nomura Securities International, Inc. He is a Series 7, Series 63, and Series 24 licensed advisor with over 17 years of experience in the financial services industry. Duncan started his career at Wedbush Securities Inc. in 2006 and has held positions at Nomura Greentech Capital Advisors, LLC, and Nomura Securities International, Inc. He specializes in investment banking services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
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2
CA
04/01/2020 - Present
Nomura Securities International, Inc. (SAN FRANCISCO CA)
CA
12/02/2015 - 03/31/2021
NOMURA GREENTECH CAPITAL ADVISORS, LLC (SAN FRANCISCO CA)
CA
06/26/2006 - 11/13/2015
WEDBUSH SECURITIES INC. (SAN FRANCISCO CA)
BC
Issued 06/28/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2006
Series 17 - Limited Registered Representative Examination
Active
Inactive
F
FINRA
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