Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duncan? Claim Your ProfileDuncan Harvey is a financial professional with experience in the Investment Banking industry. Duncan is currently registered with Houlihan Lokey Capital, Inc. and is located in New York, NY. Duncan has a Series 79TO, SIE, and Series 63 license. Prior to joining Houlihan Lokey Capital, Inc., Duncan was employed by HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/09/2024 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
06/13/2022 - 04/10/2024
HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC (New York NY)
BC
Issued 06/13/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/04/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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