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Duncan Megroz

Ares Management Capital Markets LLC

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About Duncan Megroz

Duncan Megroz is a financial professional with Ares Management Capital Markets LLC. Duncan has over 4 years of experience in the industry. Prior to joining Ares Management Capital Markets LLC, Duncan was a registered representative with PARK HILL GROUP LLC. Duncan holds the Series 7, Series 79, Series 63, and Series 7TO securities licenses as well as the SIE. Duncan is registered with the state of South Carolina and is a member of FINRA.

Firm Information

Duncan Megroz is currently registered with Ares Management Capital Markets LLC. Ares Management Capital Markets LLC is a Limited Liability Company formed in January 2012. They are registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Duncan Megroz’s Registration & Firm History

SC

01/01/2023 - Present

Ares Management Capital Markets LLC (Charleston SC)

NY

06/24/2015 - 06/28/2019

PARK HILL GROUP LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/12/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/31/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 06/24/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Duncan Megroz.
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