linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Duncan Mccormick Sullivan

First Citizens Investor Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Duncan? Claim Your Profile

About Duncan Mccormick Sullivan

Duncan Mccormick Sullivan is a registered representative with First Citizens Investor Services, Inc., and has been in the industry for 1 year. Duncan is licensed in North Carolina and South Carolina and has passed the Series 63, Series 6TO, and SIE exams. Duncan specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors. Duncan is located in Raleigh, North Carolina and provides services to individuals, high-net-worth individuals, charitable organizations, corporations or other businesses, and pension and profit-sharing plans.

Firm Information

Duncan Sullivan is currently registered with First Citizens Investor Services, Inc.. First Citizens Investor Services, Inc. is a Corporation formed in 1994 with its main office located in Raleigh, North Carolina. The firm offers a range of advisory services including financial planning, selection of other advisors, and portfolio management for individuals and businesses. First Citizens Investor Services, Inc. manages approximately $1.73 billion in regulatory assets under management for a diverse clientele, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans.
First Citizens Investor Services, Inc.

8540 COLONNADE CENTER DRIVE

RALEIGH, NC 27615

$1.73B

Assets Under Management

Not reported

Total Clients

574

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Duncan Sullivan’s Registration & Firm History

NC

02/15/2023 - Present

First Citizens Investor Services, Inc. (Raleigh NC)

Not sure if Duncan Mccormick Sullivan is right for you?

Licenses & Designations

BC

Issued 02/24/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/15/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/30/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Duncan Mccormick Sullivan.
Not sure if Duncan Mccormick Sullivan is right for you?