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Duncan Mcaniff sears Sinclair

Samuel A. Ramirez & Company, Inc.

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About Duncan Mcaniff sears Sinclair

Duncan Mcaniff sears Sinclair is a Registered Representative with Samuel A. Ramirez & Company, Inc. Duncan has been in the securities industry since January 3, 2016. Duncan holds the Series 7 and SIE licenses. Duncan is located in NEW YORK, NY and is registered with FINRA.

Firm Information

Duncan Sinclair is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Duncan Sinclair’s Registration & Firm History

NY

01/04/2016 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/04/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Duncan Mcaniff sears Sinclair.
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