Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duncan? Claim Your ProfileDuncan M Faris is a financial professional with over 1 year of experience in the financial services industry. Duncan M Faris is registered with Northwestern Mutual Investment Services, LLC and is currently active in 32 states. Duncan M Faris holds the Series 63, Series 6TO and SIE licenses. Duncan M Faris is located in Minnetonka, Minnesota and works at the firm's branch office located at 601 Carlson Pkwy Ste 300 in Minnetonka, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MN
09/03/2021 - Present
Northwestern Mutual Investment Services, LLC (Minnetonka MN)
BC
Issued 10/21/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/14/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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