Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duncan? Claim Your ProfileDuncan Lamar Baker is a registered representative with Cantor Fitzgerald & Co. Duncan has been in the securities industry since August 2019 and holds the Series 63, Series 7, Series 52TO, and SIE licenses. Duncan is currently registered in Tennessee and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
08/19/2019 - Present
Cantor Fitzgerald & Co. (MEMPHIS TN)
BC
Issued 09/21/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 08/17/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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