Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duncan? Claim Your ProfileDuncan Keith MacKay is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. Duncan has been in the financial industry since 1983 and has held previous positions at Morgan Stanley and Merrill Lynch. Duncan is licensed to provide investment advice in multiple states, including the District of Columbia, Texas, and Virginia. Duncan's areas of specialization include investment consulting, financial planning, and portfolio management. Duncan is committed to providing clients with personalized investment advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DC
06/28/2024 - Present
Wells Fargo Clearing Services, LLC (WASHINGTON DC)
DC
06/30/2011 - 02/19/2020
MORGAN STANLEY (WASHINGTON DC)
DC
08/21/1985 - 07/05/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WASHINGTON DC)
NA
03/22/1985 - 08/30/1985
E. F. HUTTON & COMPANY INC
NA
06/22/1983 - 03/22/1985
THOMSON MCKINNON SECURITIES INC.
IA
Issued 12/07/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1983
Series 5 - Interest Rate Options Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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