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Duncan Hamilton Scott

SG Americas Securities, LLC

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About Duncan Hamilton Scott

Duncan Hamilton Scott is a financial professional with over 25 years of experience in the industry. Duncan is currently registered with SG Americas Securities, LLC and has been with the firm since 2007. Prior to that, Duncan worked at ABN AMRO INCORPORATED and RBC DOMINION SECURITIES CORPORATION. Duncan holds a variety of licenses and certifications, including Series 7, Series 24, Series 63, and SIE. Duncan is registered to provide investment advice in all 50 states and the District of Columbia.

Firm Information

Duncan Scott is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Duncan Scott’s Registration & Firm History

NY

08/13/2007 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

03/30/2001 - 07/25/2007

ABN AMRO INCORPORATED (NEW YORK NY)

NY

03/19/1996 - 01/25/2001

RBC DOMINION SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/02/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/19/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Duncan Hamilton Scott.
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