Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duncan? Claim Your ProfileDuncan Kelm is a financial advisor with LPL Financial LLC. Duncan has over 6 years of experience in the financial services industry. Duncan's professional experience includes a career at Morgan Stanley where they provided financial advice to clients. Duncan holds a Series 7 and Series 66 licenses as well as the SIE exam, and has experience in both broker-dealer and investment advisory functions. Duncan is registered in 26 states and the District of Columbia. Duncan also has experience in the areas of mortgage services, tax preparation and business consulting, providing a comprehensive set of financial services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
05/21/2020 - Present
LPL Financial LLC (SANTA ROSA CA)
CA
04/28/2017 - 05/22/2020
MORGAN STANLEY (SANTA ROSA CA)
BOTH
Issued 10/07/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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