Unclaimed
Duncan Earl Rolph is a financial advisor currently registered with Miracle Mile Advisors, LLC, based in Los Angeles, California. Duncan has been in the industry since 2004 and previously worked at City National Securities, Inc., Bel Air Securities LLC, and State Street Global Markets, LLC. Duncan holds Series 7 and Series 66 securities licenses and has the Certified Financial Planner designation. Duncan's firm manages approximately $4.9 billion in client assets and provides a range of services, including financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/12/2012 - Present
Miracle Mile Advisors, LLC (LOS ANGELES CA)
CA
01/30/2009 - 12/02/2011
CITY NATIONAL SECURITIES, INC. (LOS ANGELES CA)
CA
01/17/2006 - 07/02/2008
BEL AIR SECURITIES LLC (LOS ANGELES CA)
CA
04/23/2004 - 07/31/2006
STATE STREET GLOBAL MARKETS, LLC (LOS ANGELES CA)
BOTH
Issued 04/28/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
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