Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duncan? Claim Your ProfileDuncan Crawford McGuffie is a financial professional with over 30 years of experience in the industry. Duncan has held various positions at a number of firms including Hoyt Securities, Westmark Capital Corp. and Jacques-Miller Investment Company. Duncan is currently registered with Prudential Annuities Distributors, Inc. and holds Series 7, 22, 26, 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
11/02/1990 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NA
04/19/1989 - 06/21/1990
HOYT SECURITIES
CA
08/05/1987 - 07/25/1988
WESTMARK CAPITAL CORP. (SANTA MONICA CA)
NA
07/17/1986 - 03/04/1987
JACQUES-MILLER INVESTMENT COMPANY
NA
08/07/1985 - 06/12/1986
HALL SECURITIES CORPORATION
IA
Issued 02/13/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 08/06/1985
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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