Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duncan clay? Claim Your ProfileDuncan clay Hall is a financial professional with over 20 years of experience in the industry. Duncan clay Hall is currently registered with Regions Securities LLC, and has previously held positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA SECURITIES LLC, WACHOVIA CAPITAL MARKETS, LLC, and WACHOVIA SECURITIES, INC.. Duncan clay Hall holds Series 7, SIE, and Series 79TO licenses. Duncan clay Hall is registered in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
05/21/2018 - Present
Regions Securities LLC (Charlotte NC)
NC
11/01/2010 - 05/11/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
08/07/2007 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
NC
08/19/2004 - 03/08/2005
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
08/23/2000 - 08/21/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
BC
Issued 06/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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