Unclaimed
Duncan Lau is a Registered Representative and Investment Advisor Representative at Lincoln International LLC, with a focus on investment banking services. Duncan is licensed in California, Illinois, New York and Texas. Duncan holds a Series 79TO, SIE and Series 63 license. Duncan joined Lincoln International LLC in September of 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/06/2022 - Present
Lincoln International LLC (LOS ANGELES CA)
BC
Issued 11/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Duncan Lau is the right advisor for you? Invested Better is here to help.