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Duncan C Lau

Lincoln International LLC

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About Duncan C Lau

Duncan Lau is a Registered Representative and Investment Advisor Representative at Lincoln International LLC, with a focus on investment banking services. Duncan is licensed in California, Illinois, New York and Texas. Duncan holds a Series 79TO, SIE and Series 63 license. Duncan joined Lincoln International LLC in September of 2022.

Firm Information

Duncan Lau is currently registered with Lincoln International LLC. Lincoln International LLC is a Limited Liability Company that was formed on March 28, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has also received approval for its registration with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Duncan Lau’s Registration & Firm History

CA

09/06/2022 - Present

Lincoln International LLC (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 11/03/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/02/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/28/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Duncan C Lau.
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