Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dulce? Claim Your ProfileDulce Broussard is a financial professional with over 14 years of experience in the industry. Dulce is currently registered with Frost Brokerage Services, Inc. in Texas and has held previous positions with J.P. Morgan Securities LLC and Cetera Investment Services LLC. Dulce is Series 6, Series 63, and SIE licensed and holds a state registration in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
04/26/2023 - Present
Frost Brokerage Services, Inc. (DALLAS TX)
TX
03/22/2016 - 02/25/2023
J.P. MORGAN SECURITIES LLC (FT. WORTH TX)
MN
06/24/2015 - 02/17/2016
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
TX
02/04/2013 - 06/12/2014
J.P. MORGAN SECURITIES LLC (ARLINGTON TX)
TX
05/09/2007 - 03/13/2012
CHASE INVESTMENT SERVICES CORP. (MANSFIELD TX)
BC
Issued 03/28/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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