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Dulce Anai Hernandez

Boreal Capital Securities LLC

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About Dulce Anai Hernandez

Dulce Anai Hernandez is a financial professional with over 3 years of experience in the securities industry. Hernandez is currently registered with Boreal Capital Securities LLC and has a Series 99 and SIE license. Previously, Hernandez was associated with VectorGlobal WMG.

Firm Information

Dulce Hernandez is currently registered with Boreal Capital Securities LLC. Boreal Capital Securities LLC is a Limited Liability Company that was formed in June 2011. The firm is registered with the SEC and has offices in Arizona, California, Colorado, Delaware, Florida, Illinois, Kansas, Maine, Massachusetts, Michigan, Missouri, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, and Wisconsin.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dulce Hernandez’s Registration & Firm History

FL

11/15/2021 - Present

Boreal Capital Securities LLC (MIAMI FL)

FL

06/15/2018 - 11/15/2021

VECTORGLOBAL WMG (MIAMI FL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/2018

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Dulce Anai Hernandez. Review regulatory record here.
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