linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Duke K Essiam

MSC - BD, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Duke? Claim Your Profile

About Duke K Essiam

Duke K Essiam is a financial advisor with MSC - BD, LLC, located in Tualatin, OR. Duke holds Series 7, 63, and SIE licenses, and is registered in Maryland. Duke K Essiam has been in the industry since October 2000 and has previously worked at Salomon Smith Barney Inc.

Firm Information

Duke Essiam is currently registered with MSC - BD, LLC. MSC - BD, LLC is a Limited Liability Company formed in July 2006. The firm is registered with the SEC and in 14 states, including California, Colorado, Connecticut, Florida, Georgia, Illinois, Louisiana, Maryland, New York, North Carolina, Oregon, Pennsylvania, Texas, and Washington. The firm has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Duke Essiam’s Registration & Firm History

OR

11/22/2023 - Present

MSC - BD, LLC (TUALATIN OR)

NY

10/13/2000 - 01/25/2002

SALOMON SMITH BARNEY INC. (NEW YORK NY)

Not sure if Duke K Essiam is right for you?

Licenses & Designations

BC

Issued 10/13/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/20/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 11/20/2023

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Duke K Essiam.
Not sure if Duke K Essiam is right for you?