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Duiet Matthew Malbrough

Northwestern Mutual Investment Services, LLC

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About Duiet Matthew Malbrough

Duiet Malbrough is a financial advisor at Northwestern Mutual Investment Services, LLC. Duiet has over 10 years of experience in the financial services industry. Duiet holds Series 6, 7, 63, and 65 licenses and is registered in 14 states. Duiet specializes in providing investment advice to individuals and families. Duiet may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products.

Firm Information

Duiet Malbrough is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Duiet Malbrough’s Registration & Firm History

LA

03/26/2013 - Present

Northwestern Mutual Investment Services, LLC (LAFAYETTE LA)

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Licenses & Designations

IA

Issued 03/22/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/07/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/07/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Duiet Matthew Malbrough.
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