Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dudley? Claim Your ProfileDudley Okongo is an investment advisor representative at Capital Client Group, Inc. in Los Angeles. Dudley has been in the industry since February 2020 and has a Series 63, 65, 7, and SIE license. Dudley previously worked at DFA Securities LLC in Santa Monica. Dudley also has experience working at Dimensional Fund Advisors, Evestment, Eze Ss&C, Emory University School Of Law, Unemployed, Emory University, and Capital Group - American Funds Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
05/23/2022 - Present
Capital Client Group, Inc. (Los Angeles CA)
CA
01/06/2020 - 05/25/2021
DFA SECURITIES LLC (SANTA MONICA CA)
IA
Issued 05/23/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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