Unclaimed
Dudley John Dupuis is a financial advisor registered with Wells Fargo Advisors Financial Network, LLC. Dudley has been in the financial services industry since November 16, 1993. He is registered with the Securities and Exchange Commission and holds the Series 7, Series 63, and Series 65 licenses. Dudley also holds FINRA and state registrations in a number of states. His current employment is with Wells Fargo Advisors Financial Network, LLC in the DECATUR, AL branch office, and in the FLORENCE, AL branch office. Prior to joining Wells Fargo Advisors, Dudley worked for EDWARD JONES and WELLS FARGO CLEARING SERVICES, LLC. He has experience providing investment consulting services to institutional clients, financial planning, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
04/12/2024 - Present
Wells Fargo Advisors Financial Network, LLC (DECATUR AL)
AL
03/07/2016 - 04/11/2024
WELLS FARGO CLEARING SERVICES, LLC (FLORENCE AL)
AL
11/17/1993 - 03/08/2016
EDWARD JONES (FLORENCE AL)
IA
Issued 08/02/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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