Unclaimed
Dudley E Labauve III is a financial advisor with Wells Fargo Advisors Financial Network, LLC and has been in the financial services industry since 2003. Dudley E Labauve III is registered to provide investment advice in 23 states and is licensed to sell securities in 24 states. Dudley E Labauve III has a total of 5 securities exams and has experience with UBS Financial Services Inc., Edward Jones and LPL Financial LLC. Dudley E Labauve III has been with Wells Fargo Advisors Financial Network, LLC since 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
10/12/2023 - Present
Wells Fargo Advisors Financial Network, LLC (LAFAYETTE LA)
LA
08/26/2019 - 10/20/2023
LPL FINANCIAL LLC (LAFAYETTE LA)
LA
08/14/2009 - 09/03/2019
SUMMIT BROKERAGE SERVICES, INC. (LAFAYETTE LA)
LA
12/02/2003 - 08/24/2009
UBS FINANCIAL SERVICES INC. (LAFAYETTE LA)
MO
09/09/2003 - 11/04/2003
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 12/29/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/11/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/08/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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