Unclaimed
Duc Phuong Nguyen is a financial professional with over 2 years of experience in the financial services industry. Nguyen is currently registered with Fidelity Brokerage Services LLC in Boston, MA. Nguyen holds the Series 7, Series 24, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
12/20/2018 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
BC
Issued 08/06/2019
Series 24 - General Securities Principal Examination
BC
Issued 12/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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