Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duane? Claim Your ProfileDuane William Sunby is a registered representative with LPL Financial LLC since June 2021. Duane has been in the industry since September 12, 2000. Duane is registered in Arkansas, California, Connecticut, Florida, Maryland, New Jersey, New York, Pennsylvania and Texas. Duane has also passed the Series 7, Series 24, Series 66 and SIE exams. Duane is also a registered Investment Advisor in New Jersey and Texas. Prior to working at LPL Financial LLC, Duane was employed at 1ST DISCOUNT BROKERAGE, INC., METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, PRUDENTIAL SECURITIES INCORPORATED and PRUCO SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/24/2022 - Present
LPL Financial LLC (SHREWSBURY NJ)
NJ
08/04/2005 - 07/01/2021
1ST DISCOUNT BROKERAGE, INC. (Shrewsbury NJ)
MA
01/26/2002 - 07/13/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/26/2002 - 07/13/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
02/23/2001 - 01/10/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/07/2000 - 03/22/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 03/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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