Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duane? Claim Your ProfileDuane Walter Maatz is a financial advisor with Principal Securities, Inc. in FARGO, North Dakota. Duane has over 10 years of experience in the financial industry and specializes in providing financial planning and investment management services to individuals and businesses. Duane is registered to offer securities and investment advice in several states, including Arizona, California, Florida, Minnesota, Montana, Nevada, North Dakota, South Carolina, South Dakota, Virginia, and Wisconsin. Duane is also a registered representative with Principal Securities, Inc., and is licensed to sell insurance products. Duane is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
ND
07/29/2024 - Present
Principal Securities, Inc. (FARGO ND)
ND
06/12/2020 - 07/25/2024
THRIVENT INVESTMENT MANAGEMENT INC. (Fargo ND)
IA
Issued 02/14/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/01/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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