Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duane? Claim Your ProfileDuane Pfennigwerth is a financial advisor with over 20 years of experience in the industry. Duane currently works at Evercore Group LLC, a firm with a focus on investment banking and advisory services. Duane has held previous positions at International Strategy & Investment Group LLC and Raymond James & Associates, Inc. Duane is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 63, Series 87 and SIE licenses. Duane is registered to conduct business in 37 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
12/22/2015 - Present
Evercore Group LLC (Westport CT)
NY
10/31/2014 - 12/31/2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (NEW YORK NY)
NY
03/15/2011 - 11/18/2014
EVERCORE GROUP L.L.C. (New York NY)
GA
01/02/2003 - 02/24/2011
RAYMOND JAMES & ASSOCIATES, INC. (ATLANTA GA)
BC
Issued 05/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/31/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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