Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duane? Claim Your ProfileDuane Garth is a financial professional with over 30 years of experience in the industry. Duane is currently registered with Cetera Investment Advisers LLC. Previously, Duane was registered with Summit Brokerage Services, Inc., Wachovia Securities Financial Network, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Duane has held various positions, including President of Garth Financial Group, Co-Founder of Money in Marriage, Partner of Financial Literacy Institute, and Board Member of Matrix Human Services, and has a passion for educating others about personal finance. Duane holds a variety of licenses, including Series 7, Series 24, Series 63, and Series 66, and is a licensed insurance agent. Duane is also an adjunct professor at the University of Detroit Mercy. Duane's focus is providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
06/29/2023 - Present
Cetera Investment Advisers LLC (SOUTHFIELD MI)
MI
12/03/2004 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (SOUTHFIELD MI)
MO
06/21/2002 - 12/07/2004
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
NY
11/22/1989 - 07/08/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 9/4/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/4/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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