Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duane? Claim Your ProfileDuane Aponte is a financial advisor with over 20 years of experience in the industry. Duane is currently registered with PNC Investments and has a history of working with firms including BBVA Securities Inc., BBVA Compass Investment Solutions, Inc, First Brokerage America, L.L.C., IFMG Securities, Inc., Comerica Securities, AXA Advisors, LLC, Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc. Duane is also registered with the state of Texas, and holds Series 6, 7, 63, 65 and SIE licenses. Duane is an experienced advisor who has been providing financial advice to clients since 1998. Duane specializes in working with high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, pension and profit-sharing plans and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
08/18/2021 - Present
PNC Investments (ARLINGTON TX)
TX
05/16/2013 - 08/16/2021
BBVA SECURITIES INC. (ARLINGTON TX)
TX
02/12/2008 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (ARLINGTON TX)
CA
01/27/2006 - 01/29/2008
FIRST BROKERAGE AMERICA, L.L.C. (HUNTINGTON BEACH CA)
NY
12/10/2004 - 01/13/2006
IFMG SECURITIES, INC. (PURCHASE NY)
MI
11/26/2003 - 01/03/2005
COMERICA SECURITIES (DETROIT MI)
NY
11/26/2002 - 11/04/2003
AXA ADVISORS, LLC (NEW YORK NY)
RI
07/14/1999 - 10/30/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
01/03/1998 - 07/14/1999
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 02/06/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/11/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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