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Duane Moppin

MMA Securities LLC

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About Duane Moppin

Duane Moppin is a registered representative with MMA Securities LLC. Duane is a licensed investment advisor representative in Kansas and is registered as a broker in all 50 states. Duane has been in the financial services industry since September 30, 2019. Duane's professional experience includes time with State Street Bank and Trust N.A. Corp in Kansas City, MO. Duane currently is also involved with Jamison Taylor Designs, a leatherwork business. Duane has two securities licenses - the Series 7TO and the SIE. Duane specializes in retirement planning, financial planning, and portfolio management.

Firm Information

Duane Moppin is currently registered with MMA Securities LLC. MMA Securities LLC is a Limited Liability Company formed in February 1998. The firm, headquartered in New York, NY, provides advisory services to retirement plan participants, including pension consulting, educational seminars, and selection of other advisors. With a focus on retirement services, MMA Securities LLC serves a wide range of clients, including pension and profit-sharing plans, state or municipal government entities, and plan participants. They are registered with the SEC and hold registrations in all 50 states.
MMA Securities LLC

1166 AVENUE OF THE AMERICAS

NEW YORK, NY 10036

Not reported

Assets Under Management

6,149

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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advisory services to retirement plan participants

Advisory services to retirement plan participants

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Based on assets under advisement or per capita

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Duane Moppin’s Registration & Firm History

KS

03/23/2021 - Present

MMA Securities LLC (Leawood KS)

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Licenses & Designations

BOTH

Issued 03/11/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2019

Series 7TO - General Securities Representative Examination

BC

Issued 05/02/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Duane Moppin.
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