Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duane? Claim Your ProfileDuane Ludewig is an investment advisor representative at LPL Financial LLC. He is a licensed and experienced investment advisor representative and has been serving investors since 1987. Duane is a highly knowledgeable and experienced financial professional. He is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) and has held positions at other firms like Securities America, Inc. and Financial Network Investment Corporation. Duane Ludewig offers comprehensive investment advice to individuals and families, helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
03/28/2022 - Present
LPL Financial LLC (OWATONNA MN)
MN
07/31/2009 - 03/29/2022
SECURITIES AMERICA, INC. (Owatonna MN)
MN
03/14/1994 - 07/31/2009
FINANCIAL NETWORK INVESTMENT CORPORATION (OWATONNA MN)
MN
03/29/1988 - 03/21/1994
FORTIS INVESTORS, INC. (OAKDALE MN)
NA
04/02/1987 - 09/09/1987
FBL MARKETING SERVICES, INC.
BC
Issued 03/24/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/1997
Series 7 - General Securities Representative Examination
BC
Issued 02/27/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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