Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duane? Claim Your ProfileDuane Lara is a financial professional with over 12 years of experience in the industry. Duane is registered with Northwestern Mutual Investment Services, LLC and holds Series 6 and Series 63 licenses. Duane previously worked at Fifth Third Securities, Inc. Duane's current office location is 1349 W Lane Ave, Ste 1200, Upper Arlington, OH 43221.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
04/19/2013 - Present
Northwestern Mutual Investment Services, LLC (Upper Arlington OH)
OH
04/15/2010 - 08/31/2012
FIFTH THIRD SECURITIES, INC. (DUBLIN OH)
BC
Issued 07/14/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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