Unclaimed
Duane Lloyd Raanes is a financial advisor with Raymond James Financial Services Advisors, Inc. Duane has been working in the financial services industry since August 20, 1985. Duane is registered with the state of Mississippi as a registered representative and investment advisor representative. Duane has a wide range of experience in the financial services industry and is committed to providing personalized financial advice to his clients. Duane is also a Certified Financial Planner™.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MS
07/20/2015 - Present
Raymond James Financial Services Advisors, Inc. (HATTIESBURG MS)
MS
04/03/2009 - 07/20/2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (HATTIESBURG MS)
MS
01/01/2008 - 04/03/2009
WACHOVIA SECURITIES, LLC (HATTIESBURG MS)
MS
08/21/1985 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HATTIESBURG MS)
BC
Issued 09/12/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/22/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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