Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Duane? Claim Your ProfileDuane Lester Lipps is a registered representative with Equity Services, Inc. Duane has been in the industry since August 15, 1972 and has a total of 12 state licenses. Duane has a Series 63, Series 24, Series 7TO, Series 99TO, SIE and Series 1 license. Duane's certifications include Chartered Financial Consultant. Duane is affiliated with Equity Services, Inc. which is based in Montpelier, Vermont and has approximately 204 clients. Equity Services, Inc. specializes in investment advisory services such as financial planning, pension consulting, educational seminars and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
01/03/2000 - Present
Equity Services, Inc. (COLUMBUS OH)
NA
08/10/1972 - 06/05/1973
NEW YORK LIFE VARIABLE CONTRACTS CORPORATION
BC
Issued 01/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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